Finding the right RegTech partner can be difficult. So we sat down with an industry expert to get his take on how he evaluates vendors. --- As an expert in…
Back in 2016 when the concept of the United Kingdom’s exit from the European Union (“EU”) seemed like a fantastical proposition, the prospect of the referendum’s success let alone its…
Despite the pandemic, Reuters reports that the U.S. Securities and Exchange Commission (SEC) has had a banner year, with more than 700 cases and enforcement actions. As of November, that…
There has been no shortage of media chatter in the very unusual 2020 calendar year. For those concerned with organizational compliance, the release and re-release of regulatory guidance and legislation…
We recently sat down with Rick Bonhof, a managing consultant who leads the Amsterdam regulatory change and compliance practice within the business consulting arm of Synechron—a leading digital transformation consulting…
Struggling to understand what your organization needs to comply with? Wasting too much time and resources scraping through regulations and building your obligation register? You’re not alone. In this webinar,…
Ascent has been named to the prestigious RegTech 100 list for the third year running. The RegTech 100 list is comprised of the world's most innovative technology firms helping financial…
Regulatory change management (RCM) is a multi-step process that ensures your organization stays compliant with any new changes in regulation. At a high level, RCM involves the intake of regulatory…
Today there are more risk drivers that span across more areas of business, making it harder to monitor, manage, and mitigate risk than ever before. Yet much of the financial…
“The potential of this technology for the Bank and the financial services industry more broadly is exciting. By digitising parts of the regulatory change process, and the automation of continuously…