Learn how customers like you partner with Ascent to reduce regulatory risk while saving time and money.
Broker-Dealer Identifies Obligations with AI
A broker-dealer firm headquartered in New York used Ascent to generate its SEC, FINRA, and NFA obligations, aligning its compliance operation with the company’s “technology first” ethos.
ING & CommBank Map Obligations in 2.5 Minutes
Global banks ING and Commonwealth Bank of Australia generated their obligations for MiFiD/MiFID II in 2.5 minutes, compared to 1,800 hours when done manually.
Global Bank Achieves 99% Cost Reduction and 30% Time Savings
A Top 50 Global Bank with over 1,000 locations worldwide leveraged Ascent to pinpoint its GDPR obligations. As a result, the firm slashed their compliance costs and saved significant time in regulatory change triage across the business.