Customer Stories

Learn how customers like you partner with Ascent to reduce regulatory risk while saving time and money.

Broker-Dealer Identifies Obligations with AI

A broker-dealer firm headquartered in New York used Ascent to generate its SEC, FINRA, and NFA obligations, aligning its compliance operation with the company’s “technology first” ethos.

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ING & CommBank Map Obligations in 2.5 Minutes

Global banks ING and Commonwealth Bank of Australia generated their obligations for MiFiD/MiFID II in 2.5 minutes, compared to 1,800 hours when done manually.

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Global Bank Achieves 99% Cost Reduction and 30% Time Savings

A Top 50 Global Bank with over 1,000 locations worldwide leveraged Ascent to pinpoint its GDPR obligations. As a result, the firm slashed their compliance costs and saved significant time in regulatory change triage across the business.

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With Ascent, I can see everything that’s happening in my compliance program. We’ve saved hundreds of hours of manual work, allowing us to redirect our critical time and resources towards developing regulatory strategy.

Tammy Naughton Sullivan

Chief Compliance Officer and Managing Director, RCM Alternatives

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