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Compliance Audit Trail

Learn how financial services companies use compliance management systems to efficiently show proof of compliance with automated audit trails.

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Save Hours of Manual Work

Know exactly where you stand in the event of an audit with Ascent’s comprehensive dashboard view of your active obligations.

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Easily Access Specific Audit Information

Quickly and efficiently identify your active obligations by jurisdiction, business line, or product offering with Ascent’s powerful filtering capabilities.

Export Audit Data with a Single Click

Filter down to the specific audit data required and export a CSV file with a single click that shows all of your obligations, responses, documentation, and interpretations.

Get a Comprehensive View of Active Obligations

From a single location, the Ascent Dashboard lets you clearly see all new, outstanding, unassigned, and old obligations.

Eliminate audit anxiety.

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