BlogCompliance Over CoffeeFeaturedfeatured video Coinbase and the democratization of finance — If you watch CNBC, then you might recognize our next guest, Tom Loverro. Tom has helped some of the ...Ascent TeamJuly 7, 2021
BlogCompliance Over Coffee Aligning quarterly results with long-term ethics — There’s a reason why Sian Lewin is known as the “The Reg Doctor” ...Ascent TeamJune 3, 2021
BlogCompliance Over Coffee Inside the complicated world of digital assets https://youtu.be/5vXHVuh_VDA — As the former Branch Chief of the Division of Trading and Markets at the SEC, Val Dahiya knows a thing or two about risk exposure and the impact…Ascent TeamApril 29, 2021
BlogCompliance Over CoffeeFeaturedfeatured video No more email chains! Traceability and OpenPages — There are two compliance issues that are on Heather Gentile’s mind — repeatability and...Ascent TeamMarch 30, 2021
BlogCompliance Over Coffee Managing risk in the aftermath of COVID — In this installment of Compliance Over Coffee, Ascent’s Rachael Battista subs in to talk to Corrie Ehler ...Ascent TeamMarch 11, 2021
BlogCompliance Over Coffee Clear roles, good tech, and the right data — What makes compliance work? According to Matt, it's clear roles, good tech, and the right data ...Ascent TeamMarch 4, 2021
BlogCompliance Over Coffee A new language: becoming fluent in “RegTech” — The RegTech market has grown exponentially since it came on to the scene nearly a decade ago ...Ascent TeamFebruary 25, 2021
BlogCompliance Over Coffee Readying for U.S. regulatory changes — Peter and Ascent Founder Brian Clark discuss a variety of topics—from potential regulatory changes under ...Ascent TeamJanuary 20, 2021