Ascent Team, Author at Ascent

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Investment Advisors: How to Know a RegTech Solution Will Work for Your Firm

Investment advisory firms are faced with navigating an increasingly complex regulatory landscape, especially as they look to expand into new states and across enhanced product lines. Because most regulatory practices…

Ascent TeamApril 20, 2022

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Regulatory Roundup: April 2022

Industry regulations change seemingly overnight. It’s impossible to pay attention 24/7, and while Ascent makes it easy to monitor important changes, it’s also important to stay current. That’s why we’re…

Ascent TeamApril 20, 2022

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Recognizing Women in RegTech: Recapping Our Celebration on International Women’s Day

In case you missed it, we teamed up with The Chicago RegTech Meetup and HData to celebrate International Women’s Day with some of the amazing women in RegTech. Through opening…

Ascent TeamApril 4, 2022

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Is Your Regulatory Risk Management Strategy Missing Critical Obligations?

Regulatory risk management has always been a minefield of potential costly missteps and omissions for mortgage lenders. Over the past few years, it’s become even more challenging–especially as demand for…

Ascent TeamMarch 3, 2022

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Not All Obligations Are Created Equal

Risk and compliance teams have a language problem. They’ve become accustomed to regulatory providers defining “obligations” as long, text-filled documents, or worse, PDFs that link out to other documents. But…

Ascent TeamFebruary 27, 2022

Blog Culture Featured Featured Tech & Culture

Ascent Selected for Several Built In Awards for the Third Year in a Row

Ascent is excited to start off the new year recognized as one of Chicago's Best Places to Work and Best Small Companies to Work For, for the third year in…

Ascent TeamJanuary 7, 2022

Blog Featured

The role of requirements in effective regulatory risk management

To effectively manage your regulatory risk, you must first understand what is required of your firm. At Ascent, we believe that how your firm identifies its regulatory requirements (also known…

Ascent TeamNovember 22, 2021

Blog Featured

[Updated 2021] The Ultimate List of Compliance Conferences and Events

Updated September 2021: As the COVID-19 pandemic continues, the information on this page may change as organizations adapt their in-person plans for safety reasons. We will continue to update this…

Ascent TeamSeptember 10, 2021

Blog Featured

Solution Highlight: Maintain regulatory compliance in financial services with Ascent

At Ascent, we believe that focus and context are key to building a clear view of regulatory risk. This blog explains how financial services firms can use Ascent to maintain…

Ascent TeamAugust 3, 2021

Blog Compliance Over Coffee Featured featured video

Coinbase and the democratization of finance

— If you watch CNBC, then you might recognize our next guest, Tom Loverro. Tom has helped some of the ...

Ascent TeamJuly 7, 2021

Ascent Team

Investment Advisors: How to Know a RegTech Solution Will Work for Your Firm

Regulatory Roundup: April 2022

Recognizing Women in RegTech: Recapping Our Celebration on International Women’s Day

Is Your Regulatory Risk Management Strategy Missing Critical Obligations?

Not All Obligations Are Created Equal

Ascent Selected for Several Built In Awards for the Third Year in a Row

The role of requirements in effective regulatory risk management

[Updated 2021] The Ultimate List of Compliance Conferences and Events

Solution Highlight: Maintain regulatory compliance in financial services with Ascent

Coinbase and the democratization of finance

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