Updated September 2021: As the COVID-19 pandemic continues, the information on this page may change as organizations adapt their in-person plans for safety reasons. We will continue to update this…
Ascent TeamSeptember 10, 2021
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At Ascent, we believe that focus and context are key to building a clear view of regulatory risk. This blog explains how financial services firms can use Ascent to maintain…
Ascent TeamAugust 3, 2021
— If you watch CNBC, then you might recognize our next guest, Tom Loverro. Tom has helped some of the ...
Ascent TeamJuly 7, 2021
The rise of digital currency (aka cryptocurrency) has caused regulators to grapple with how to fit it under existing money transmission laws. Today, FinTechs and issuers of digital currency also…
Ascent TeamMay 13, 2021
In 2018, there were 12,131 FinTech startups worldwide. In a little over two years (as of February 2021), that number has more than doubled to 26,045 startups. Every bank executive…
Ascent TeamMay 7, 2021
https://youtu.be/5vXHVuh_VDA — As the former Branch Chief of the Division of Trading and Markets at the SEC, Val Dahiya knows a thing or two about risk exposure and the impact…
Ascent TeamApril 29, 2021
Regulatory compliance mapping is key to helping financial firms manage risk. No matter how your firm defines its taxonomy, Ascent helps you organize and surface exactly what you need, when…
Ascent TeamApril 9, 2021
— There are two compliance issues that are on Heather Gentile’s mind — repeatability and...
Ascent TeamMarch 30, 2021
Finding the right RegTech partner can be difficult. So we sat down with an industry expert to get his take on how he evaluates vendors. --- As an expert in…
Ascent TeamMarch 25, 2021