Regulatory Compliance, Simplified

The platform that automates regulatory change management, plus everything you need to manage your obligations from start to finish.

What is Ascent?

Watch this video to learn how Ascent uses state-of-the-art technology to help you effectively monitor and manage your regulatory obligations.

Stop drowning in regulation.

  • Know exactly which obligations and rule changes apply to your business.
  • Manage all your obligations in one place.
  • Get an automatic record of every activity so you can easily show compliance.

Track and manage your firm’s changing obligations with ease and accuracy. Built for teams and firms of all sizes, Ascent is the industry’s leading regulatory compliance solution, driven by artificial intelligence.

Trusted by customers around the world, including Tier 1 and Tier 2 banks, broker-dealers, investment advisors, and other financial services firms.

Benefits

Combining modern technology with practical regulatory expertise lets us provide a truly comprehensive compliance management solution.

Reduce Risk

Knowledge is power. Armed with the regulatory information that applies to you, you can confidently protect your firm from risk.

Avoid Fines & Penalties

Avoid expensive fines, from both formal and informal supervisory actions that can add up to put a big dent in your bottom line.  

Increase Efficiency

Save hundreds of hours searching, reading, analyzing and tracking regulations. Ascent does the heavy lifting so you don’t have to.

Gain Peace of Mind

Never miss an important detail. Ascent helps you keep your policies current and achieve confidence in your compliance program.

With Ascent, I can see everything that’s happening in my compliance program. We’ve saved hundreds of hours of manual work, allowing us to spend critical time and resources on developing regulatory strategy.

Tammy Naughton Sullivan

Chief Compliance Officer and Managing Director, RCM Alternatives

See How Ascent Helps You Streamline Compliance and Reduce Risk