The platform that automates regulatory change management, plus everything you need for complete obligations management.
Stop drowning in regulation.
Ascent tells you exactly which regulatory obligations and rule changes apply to your business. Get just this targeted knowledge or leverage the full platform for a powerful suite of obligations management capabilities.
Targeted Knowledge
Get the obligations and rule changes that apply to your business automatically.
Obligations Management
Manage all your obligations in one place for full traceability.
Auditing and Reporting
Easily demonstrate compliance with instant auditing and reporting.
Track and manage your firm’s changing obligations with ease and accuracy. Built for teams and firms of all sizes, Ascent is the industry’s leading regulatory compliance solution, driven by artificial intelligence.
Benefits
Combining modern technology with practical regulatory expertise lets us provide a truly comprehensive compliance management solution.
Reduce Risk
Knowledge is power. Armed with the regulatory information that applies to you, you can confidently protect your firm from risk.
Avoid Fines & Penalties
Avoid expensive fines, from both formal and informal supervisory actions that can add up to put a big dent in your bottom line.
Increase Efficiency
Save hundreds of hours searching, reading, analyzing and tracking regulations. Ascent does the heavy lifting so you don’t have to.
Gain Peace of Mind
Never miss an important detail. Ascent helps you keep your policies current and achieve confidence in your compliance program.
Trusted by customers around the world, including Tier 1 and Tier 2 banks, broker-dealers, investment advisors, and other financial services firms.
With Ascent, I can see everything that’s happening in my compliance program. We’ve saved hundreds of hours of manual work, allowing us to spend critical time and resources on developing regulatory strategy.
Tammy Naughton Sullivan
Chief Compliance Officer and Managing Director, RCM Alternatives
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