Subscribe to our monthly newsletter Cliff Notes to stay at the forefront of technology and compliance. Modern challenges require modern tools. Interested in seeing how Ascent can help you keep…
Vanessa YehFebruary 8, 2021
Watch The Webinar About the Webinar Watch our recent webinar, produced in partnership with Capco, to hear Peter Dugas, executive director at Capco, and Brian Clark, founder and CEO at…
Ascent TeamMay 21, 2020
Subscribe to our monthly newsletter Cliff Notes to stay at the forefront of technology and compliance. Modern challenges require modern tools. Interested in seeing how Ascent can help you…
Ascent TeamMay 18, 2020
Every day in the world of regulatory compliance, humans create knowledge out of data. Risk and Compliance teams scan the regulatory horizon, gathering information relevant to their industry. Compliance analysts…
Ascent TeamApril 22, 2020
The Compliance Conundrum We live in an uncertain world. This is something Compliance and Risk teams know all too well. We often hear from our customers about the anxiety and…
Spencer AlleeMarch 10, 2020
--- As a young industry, RegTech often gives rise to a host of questions — everything from “what is it?” to “how does it work?” to “how will it affect…
Ascent TeamFebruary 25, 2020
SupTech, short for supervisory technology, is the application of emerging technology to improve how supervisory agencies conduct supervision. Regulatory technology — or, RegTech — is in the midst of a…
Ascent TeamFebruary 18, 2020
(7 min read) Regulatory complexity has exploded in the dozen years since the Global Financial Crisis. Massive new regulations, from Dodd-Frank to EMIR to MiFID II, have been brought down…
Ascent TeamFebruary 10, 2020
(5 min read) For any given trade, asset managers risk higher non-compliance fines for the regulations they know about, and also risk not knowing about all of the regulations that…
Ascent TeamFebruary 4, 2020