Subscribe to our monthly newsletter Cliff Notes to stay at the forefront of technology and compliance. Modern challenges require modern tools. Interested in seeing how Ascent can help you keep…
When it comes to automating any aspect of compliance, how the technology itself is built has serious implications for your business. Here we explain the building blocks of Ascent’s RegulationAI™,…
Watch The Webinar About the Webinar Watch our recent webinar, produced in partnership with Capco, to hear Peter Dugas, executive director at Capco, and Brian Clark, founder and CEO at…
Subscribe to our monthly newsletter Cliff Notes to stay at the forefront of technology and compliance. Modern challenges require modern tools. Interested in seeing how Ascent can help you…
Every day in the world of regulatory compliance, humans create knowledge out of data. Risk and Compliance teams scan the regulatory horizon, gathering information relevant to their industry. Compliance analysts…
The Compliance Conundrum We live in an uncertain world. This is something Compliance and Risk teams know all too well. We often hear from our customers about the anxiety and…
--- As a young industry, RegTech often gives rise to a host of questions — everything from “what is it?” to “how does it work?” to “how will it affect…
SupTech, short for supervisory technology, is the application of emerging technology to improve how supervisory agencies conduct supervision. Regulatory technology — or, RegTech — is in the midst of a…
(7 min read) Regulatory complexity has exploded in the dozen years since the Global Financial Crisis. Massive new regulations, from Dodd-Frank to EMIR to MiFID II, have been brought down…
(5 min read) For any given trade, asset managers risk higher non-compliance fines for the regulations they know about, and also risk not knowing about all of the regulations that…