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Compliance in the age of digital transformation can feel like an upward climb. Our monthly newsletter helps you understand how to make this fast-past change work for you. You can expect:

  • Fresh articles and insights on RegTech
  • Helpful news for Risk and Compliance Officers
  • What’s new at Ascent

Recent Blog Posts

July 21, 2020

Ascent Welcomes Enterprise Technologist and Entrepreneur Chuck Papageorgiou to Industry Advisory Council

“Brian and his team have leveraged the power of AI, combined with their deep expertise in regulatory compliance to bring exponential improvements and efficiencies to compliance management. I am looking…
July 14, 2020

Ascent and IBM Integrate AI RegTech Solutions to Help Financial Institutions Streamline their Compliance Operations

“The potential of this technology for the Bank and the financial services industry more broadly is exciting. By digitising parts of the regulatory change process, and the automation of continuously…
July 8, 2020

Preparing for FINRA’s Unique Challenges with Ascent

A recent article in the New York Law Journal delineated the distinctive challenges lawyers face when confronted with FINRA Enforcement proceedings. While on the surface, FINRA enforcement actions may seem…