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Compliance in the age of digital transformation can feel like an upward climb. Our monthly newsletter helps you understand how to make this fast-past change work for you. You can expect:

  • Fresh articles and insights on RegTech
  • Helpful news for Risk and Compliance Officers
  • What’s new at Ascent

Recent Blog Posts

July 8, 2020

Preparing for FINRA’s Unique Challenges with Ascent

A recent article in the New York Law Journal delineated the distinctive challenges lawyers face when confronted with FINRA Enforcement proceedings. While on the surface, FINRA enforcement actions may seem…
July 2, 2020

How Ascent Helps Financial Firms Reduce Compliance Costs in Unstable Times

2020 has witnessed global markets plunging into chaos and economic forecasts turning drastically uncertain. As firms prepare for whatever the rest of the year might hold, many will be looking…
July 1, 2020

Building RegulationAI: Solving Compliance in the Age of Artificial Intelligence

At Ascent, we use cutting-edge AI technologies to de-complicate financial regulation, making it easier for companies everywhere to comply. We’ve built our company around tackling one of the most intractable…