Compliance Over Coffee | Ascent

Compliance is complicated.

In today’s fast-moving world, how do you continue to do what’s right — for your business, and for your customers?  Here we hold candid conversations with leaders in financial services who are future-proofing their business with innovative approaches to risk and compliance.




Brian Clark

Brian has a wide breadth of regulatory compliance experience including derivatives exchanges, market investigations, clearinghouse compliance, and registered brokerage businesses. He is a former Chief Compliance Officer and General Counsel, and is passionate about entrepreneurship and technology. Brian co-founded Ascent in 2015 and today serves as the company’s President.

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