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What makes compliance work? According to Matt Kelly, it’s clear roles, good tech, and the right data. Matt has been engulfed in the world of compliance for almost two decades….
What makes compliance work? According to Matt Kelly, it’s clear roles, good tech, and the right data. Matt has been engulfed in the world of compliance for almost two decades….
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What makes compliance work? According to Matt Kelly, it’s clear roles, good tech, and the right data. Matt has been engulfed in the world of compliance for almost two decades….
The RegTech market has grown exponentially since it came on to the scene nearly a decade ago. Today, the landscape is complicated, filled with hundreds of providers that each do…
In this episode of Compliance Over Coffee, Ascent President and Founder Brian Clark and Capco Executive Director Peter Dugas discuss a variety of topics—from potential regulatory changes under the new…
ABOUT THE HOST
Brian has a wide breadth of regulatory compliance experience including derivatives exchanges, market investigations, clearinghouse compliance, and registered brokerage businesses. He is a former Chief Compliance Officer and General Counsel, and is passionate about entrepreneurship and technology. Brian co-founded Ascent in 2015 and today serves as the company’s President.
Share your thought leadership. Email Rachael Battista at rachael@ascentregtech.com to be featured on Compliance Over Coffee.
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