[Feat. Tom Loverro, General Partner, IVP] — If you watch CNBC, then you might recognize our next guest, Tom Loverro. Tom has helped some of the …
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EXPLORE
Compliance is complicated.
In today’s fast-moving world, how do you continue to do what’s right — for your business, and for your customers? Here we hold candid conversations with leaders in financial services who are future-proofing their business with innovative approaches to risk and compliance.
FEATURED VIDEO
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[Feat. Tom Loverro, General Partner, IVP] — If you watch CNBC, then you might recognize our next guest, Tom Loverro. Tom has helped some of the …
MORE VIDEOS
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[Feat. Tom Loverro, General Partner, IVP] — If you watch CNBC, then you might recognize our next guest, Tom Loverro. Tom has helped some of the …
[Feat. Sian Lewin, Co-Founder and Head of Client Delivery and Research, RegTech Associates] — There’s a reason why Sian Lewin is known as the “The Reg Doctor” …
[Feat. Val Dahiya, Partner, Perkins Coie] — As the former Branch Chief of the Division of Trading and Markets at the SEC, Val Dahiya knows a thing or two about…
[Feat. Heather Gentile, Head of RegTech Offerings, IBM] — There are two compliance issues that are on Heather Gentile’s mind — repeatability and…
[Feat. Corrie Ehler, Owner, Regulatory Connections] — In this installment of Compliance Over Coffee, Ascent’s Rachael Battista subs in to talk to Corrie Ehler …
[Feat. Matt Kelly, Founder, Radical Compliance] — What makes compliance work? According to Matt, it’s clear roles, good tech, and the right data …
[Feat. Deborah Young, CEO, The RegTech Association] — The RegTech market has grown exponentially since it came on to the scene nearly a decade ago …
[Feat. Peter Dugas, Executive Director, Capco] — Peter and Ascent Founder Brian Clark discuss a variety of topics—from potential regulatory changes under …
ABOUT THE HOST
Brian Clark
Brian has a wide breadth of regulatory compliance experience including derivatives exchanges, market investigations, clearinghouse compliance, and registered brokerage businesses. He is a former Chief Compliance Officer and General Counsel, and is passionate about entrepreneurship and technology. Brian co-founded Ascent in 2015 and today serves as the company’s President.
Share your thought leadership. Email Rachael Battista at rachael@ascentregtech.com to be featured on Compliance Over Coffee.
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