— In this installment of Compliance Over Coffee, Ascent’s Rachael Battista subs in to talk to Corrie Ehler, regulatory banking expert and owner of the Regulatory Connections consultancy. Here are…
In Part 1 of this writeup, we discussed the approach that the Office of the Comptroller of the Currency (OCC) has taken in recent enforcement actions related to the Heightened…
2020 was a year that was remarkable for one very obvious reason. However, with the exception of one multi-billion dollar fine handed out by the Securities and Exchange Commission and…