Blog May 6, 2019 How Your Peers in Financial Services are Tackling 3 Big Compliance Issues (7 min read) As a leader of a critical business function, you're always curious to find out how your peer… Jay Gillette Love1
Blog May 5, 2019 How Financial Services Firms are Bettering Their Business with AI “The relationship between human intelligence and artificial intelligence will necessarily be one of symbiosis. The challenge and potential of exploring… Ascent Team Love1
Blog May 2, 2019 Ascent Selected by GFIN (Global Financial Innovation Network) for Regulatory Cross-Border Pilot "In an age where the pendulum of regulatory change swings with increasing velocity, this collaboration will support business growth and… Ascent Team Love1
Blog May 1, 2019 Exam Time? Tips from a Former Regulator on How To Prepare (8 min read) It doesn't matter if you hear it from a doctor, a teacher, or a financial regulator, the… Jay Gillette Love1
Blog April 15, 2019 A Rapid Fire Review: The Evolution of Personal Liability These are the realities of personal liability and compliance in the financial sector: >> 75 percent of CCOs are concerned… Ascent Team Love1
Blog April 8, 2019 5 Quick Ways to Beef Up Your AML Program For compliance executives, steering clear of inadvertent involvement in money laundering should be a top priority. The challenge, of course,… Jay Gillette Love1
Blog March 18, 2019 We Can’t Help But Climb: The Ascent Mission In 2017, 32 year-old Alex Honnold made history as the first and only person to free solo Yosemite’s El Capitan.… Ascent Team Love1
BlogCultureTech March 13, 2019 Breaking Down the Ascent Hiring Process By Chris Doyle, CTO At Ascent, we’ve spent a lot of time thinking about our technical hiring process and how… Chris Doyle Love2
Blog March 11, 2019 Digital Disruption: Two Big Shocks to the Industry and What They Mean for Compliance Managing regulatory risk may be business as usual, but the stakes continue to rise. Few things ramp up pressure on… Ascent Team Love1
Blog February 25, 2019 4 Tactics to Prevent Market Manipulation Market manipulation schemes can subject financial firms to enormous penalties and, in some cases, tear down the enterprise altogether. How… Jay Gillette Love1
Blog February 18, 2019 The Role of the Compliance Officer is Rapidly Evolving — Are You? The role of the compliance officer is rapidly evolving — are you? We teamed up with financial services consulting firm… Ascent Team Love1
Blog February 11, 2019 Robots Take The Wheel: Driverless Cars and Digital Compliance Officers The rise of AI is to knowledge work what assembly lines were to manufacturing work. The usage of this technology… Ascent Team Love1