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Cut through the regulatory clutter. Identify only the specific regulatory information you need to stay compliant.

Explore Solutions
Obligations Library

Get an automatically generated, up-to-date, easy-to-read digital register of your firm’s regulatory obligations that keeps you ahead of regulatory change.

Rule Compare

Take the pain out of regulatory changes with a side-by-side comparison of the new and former versions of a rule, with changes redlined.

Horizon Scanning

Gain a comprehensive understanding of your business’s regulatory requirements to make more informed decisions on new products or services.

Scenario Planning

Know the compliance obligations that will apply in any acquisition or expansion effort with Ascent’s powerful scenario planning software.

Audit Trail

Know exactly where you stand in the event of an audit with Ascent’s comprehensive dashboard view of your active obligations.

SOLUTION

Obligations Management

Build a sustainable, bulletproof compliance program that scales.

Know your obligations.

A dynamic list of obligations that apply to you are automatically generated, leaving a much more narrowed list for human review – and with near-zero manual effort required.

Instantly see the impact of rule changes.

Ascent indicates whether a rule change impacts your existing obligations. As new rule changes are published, your obligations are automatically updated for your review.

360° context helps you better understand and interpret your obligations. 

Each obligation automatically links related rules and associated documents, including guidance, clarifications, definitions, and exceptions — all in one, intuitive view.

Manage your obligations with workflow tools.

Obligations are displayed as bite-sized actionable tasks — assign teammates, add notes, and track deadlines so you can make sure the right work gets done.