Regulatory change management in financial services is anything but a one-off endeavor. Financial regulations are in a...
How do you map products and services, identify laws, rules, and regulations, and create tailored obligation lists to your
institution’s corporate entities?
How does your institution monitor regulatory changes and update its obligation library in response to said changes?
What steps are in place for reviewing, analyzing, and closing out tasks? How are you capturing information on new initiatives
that would require new regulatory requirements?
Regulatory change management in financial services is anything but a one-off endeavor. Financial regulations are in a...
Technology Thomson Reuters announces a series of GenAI initiatives to change the practice of law including AI-Assisted...
Here’s the November issue of Ascent’s Compliance Insider! We hope you had a filling and relaxing...