With the possibility of increased scrutiny and regulatory enforcement changes, now is a great time to rate your compliance readiness. Gauge your compliance program readiness with our Compliance Confidence Scorecard.
Use our scorecard to gauge preparedness in the following areas:
- Entity Mapping and Obligation Management
How do you map products and services, identify laws, rules, and regulations, and create tailored obligation lists to you institution’s corporate entities? - Regulatory Monitoring and Updates
How does your institution monitor regulatory changes and update its obligation library in response to said changes? - Change Management and Compliance Tracking
What steps are in place for reviewing, analyzing, and closing out tasks? How are you capturing information on new initiatives that would require new regulatory requirements?
