Regulatory compliance mapping is key to helping financial firms manage risk. No matter how your firm defines its taxonomy, Ascent helps you organize and surface exactly what you need, when…
— In this installment of Compliance Over Coffee, Ascent’s Rachael Battista subs in to talk to Corrie Ehler, regulatory banking expert and owner of the Regulatory Connections consultancy. Here are…
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Updated January 2021: As much of the world continues to remain in lockdown due to COVID-19, some organizations have released dates for in-person events in 2021, which may change depending…
Back in 2016 when the concept of the United Kingdom’s exit from the European Union (“EU”) seemed like a fantastical proposition, the prospect of the referendum’s success let alone its…
Despite the pandemic, Reuters reports that the U.S. Securities and Exchange Commission (SEC) has had a banner year, with more than 700 cases and enforcement actions. As of November, that…
There has been no shortage of media chatter in the very unusual 2020 calendar year. For those concerned with organizational compliance, the release and re-release of regulatory guidance and legislation…
We recently sat down with Rick Bonhof, a managing consultant who leads the Amsterdam regulatory change and compliance practice within the business consulting arm of Synechron—a leading digital transformation consulting…
Struggling to understand what your organization needs to comply with? Wasting too much time and resources scraping through regulations and building your obligation register? You’re not alone. In this webinar,…
Ascent has been named to the prestigious RegTech 100 list for the third year running. The RegTech 100 list is comprised of the world's most innovative technology firms helping financial…