— In this installment of Compliance Over Coffee, Ascent’s Rachael Battista subs in to talk to Corrie Ehler, regulatory banking expert and owner of the Regulatory Connections consultancy. Here are…
(5 min read) The SEC’s Office of Compliance Inspections and Examinations (OCIE) published its 2019 Examination Priorities in late 2018. Threats from cybersecurity continue to alarm and frustrate businesses…
(8 min read) It doesn't matter if you hear it from a doctor, a teacher, or a financial regulator, the word “exam” is rarely something to look forward to. Whatever…