FREE SCORECARD
Prepare Your Financial Institution for Increased Regulatory Scrutiny
With the possibility of increased scrutiny and regulatory enforcement changes, now is a great time to rate your compliance readiness. Gauge your compliance program readiness with our Compliance Confidence Scorecard.
Use our scorecard to gauge preparedness in the following areas:
Entity Mapping and Obligation Management:
How do you map products and services, identify laws, rules, and regulations, and create tailored obligation lists to your
institution’s corporate entities?
Regulatory Monitoring and Updates:
How does your institution monitor regulatory changes and update its obligation library in response to said changes?
Change Management and Compliance Tracking:
What steps are in place for reviewing, analyzing, and closing out tasks? How are you capturing information on new initiatives
that would require new regulatory requirements?