How it Works

Regulation AI helps you manage all your regulatory obligations and changes.

Ascent’s comprehensive and automated delivery of intelligence makes it easy for you to comply with your obligations and anticipate future risk.

Step 1

Complete your profile in minutes, providing key information about your firm and regulators.

Step 2

Ascent automatically delivers your firm’s specific obligations  — faster and more accurately than humans alone.

Step 3

You’re alerted to the regulatory changes that apply to you, allowing you to quickly understand the impact on your firm. Then, ensure completeness using Ascent’s full suite of compliance management tools.

Regulators

View Sample List of Regulators

ASX/ASX24

BCFP

CBOE

CFTC

CME Group

CRR

ESMA – MAR

ESMA – MFIR

ESMA – MiFID II

ESMA – SFTR

EUREX

FINCEN

HKEK

ICE FUTURES US

IDEM

JAC

JPX

LME

NFA

OCC

SEC

New regulators are being added monthly. Don’t see the regulator you need? Let us know.

Features

Targeted Intelligence

Get unburied — Ascent delivers only the regulatory obligations that apply to you, distilled into daily tasks.

Horizon Scanning

Access a targeted feed of new rules and changes that apply to you, plus a keyword-searchable library of industry documents.

Change Identification

Compare updated and previous versions of a rule side-by-side. Then see exactly how the change impacts your daily tasks.

Impact Analysis

See how a rule change impacts your controls and policies & procedures so you can take further action.

Task Management

Assign team members and due dates, attach documents, and track progress. Tag and group tasks for easier project management.

Auditing & Reporting

Access reports and an audit trail of every task and activity completed, meticulously maintained for full traceability.

How easy is it to get started?

Complete your profile and see your entire regulatory landscape deployed in minutes. Instantly gain access to regulatory intelligence and start working your regulations. Once implemented, our Customer Success team stands ready to help you succeed.

How will Ascent use automation to make my job easier?

Ascent reduces the manual effort of trawling regulator websites and painstakingly compiling information so that you are freed up to the things only people can do, such as counseling your colleagues, working with other lines of business, and addressing high-risk compliance issues. Ascent makes your firm more, not less, human.

What is Regulation AI?

Regulation AI is artificial intelligence built specifically for the regulatory domain, informed and guided by the industry expertise of in-house compliance officers, lawyers, and regulators.

Gain Total Confidence in Your Compliance Program