How it Works

Regulation AI helps you manage all your regulatory obligations and changes.

Ascent’s comprehensive and automated delivery of intelligence makes it easy for you to comply with your obligations and anticipate future risk.

Step 1

Complete your profile in minutes, providing key information about your firm and regulators.

Step 2

Ascent automatically delivers your firm’s specific obligations  — faster and more accurately than humans alone.

Step 3

You’re alerted to the regulatory changes that apply to you, allowing you to quickly understand the impact on your firm. Then, ensure completeness using Ascent’s full suite of compliance management tools.

Regulators

View Sample List of Regulators

ASX/ASX24

BCFP

CBOE

CFTC

CME Group

CRR

ESMA – MAR

ESMA – MFIR

ESMA – MiFID II

ESMA – SFTR

EUREX

FINCEN

FINRA

GDPR

HKEK

ICE FUTURES US

IDEM

JAC

JPX

LME

NFA

OCC

SEC

New regulators are being added monthly. Don’t see the regulator you need? Let us know.

Features

Targeted Intelligence

Get unburied — Ascent delivers only the regulatory information that pertains to your specific business.

Regulatory Change Management

Horizon scanning, automated and de-complicated. Instantly see regulation changes and how they impact your firm, down to the task level.

Research

Access full regulatory texts and other industry documents, such as enforcement actions, commissioner speeches, and press releases — all searchable by keyword.

Calendarized Tasks

Your regulatory obligations, converted into tasks with due dates. Assign team members, attach documents, and track progress.

Complete Audit Trail

Access a record of every compliance obligation, meticulously maintained per industry standards.

Automated Reporting

Fulfill annual compliance reporting requirements by generating both standard and custom reports with just a few clicks.

How easy is it to get started?

Complete your profile and see your entire regulatory landscape deployed in minutes. Instantly gain access to regulatory intelligence and start working your regulations. Once implemented, our Customer Success team stands ready to help you succeed.

How will Ascent use automation to make my job easier?

Ascent reduces the manual effort of trawling regulator websites and painstakingly compiling information so that you are freed up to the things only people can do, such as counseling your colleagues, working with other lines of business, and addressing high-risk compliance issues. Ascent makes your firm more, not less, human.

What is Regulation AI?

Regulation AI is artificial intelligence built specifically for the regulatory domain, informed and guided by the industry expertise of in-house compliance officers, lawyers, and regulators.

Gain Total Confidence in Your Compliance Program