Regulatory Roundup Regulatory Roundup: March 2024 Enforcement Ripple's CEO criticized the SEC's planned $2B securities violation lawsuit, highlighting a series of contested SEC actions against Ripple,…Maddie HaydenApril 9, 2024
Regulatory Roundup Regulatory Roundup: February 2024 Crypto Members of Congress are trying to delete the controversial SEC’s accounting bulletin that implies restrictions on companies that want…Maddie HaydenFebruary 28, 2024
Regulatory Roundup Regulatory Roundup: November 2023 Technology Thomson Reuters announces a series of GenAI initiatives to change the practice of law including AI-Assisted Westlaw Research and…Maddie HaydenNovember 30, 2023
Regulatory Roundup Regulatory Roundup: October 2023 Enforcements SEC fines 10 prominent broker-dealers and investment advisers $79M for record keeping violations. Brokerage firms are fined a total…Maddie HaydenOctober 31, 2023