“The potential of this technology for the Bank and the financial services industry more broadly is exciting. By digitising parts of the regulatory change process, and the automation of continuously…
A recent article in the New York Law Journal delineated the distinct challenges lawyers face when confronted with FINRA Enforcement proceedings. While on the surface, FINRA enforcement actions may seem…
Ascent helps financial services firms follow the laws, rules, and regulations more easily, both reducing overall compliance costs and helping you avoid monetary, reputational, and punitive penalties. --- Lower compliance…
“We’re honored to be included among the many top companies across the FinTech industry to be selected for this year’s FinTech Breakthrough Awards.” —Brian Clark, Founder and CEO, Ascent Ascent,…
“It is absolutely mission critical that Australian financial institutions pay close attention to their obligations under ASIC and APRA, and Ascent’s AI-driven approach can play a key role in protecting…
Three new U.K. Regulators are now supported in Ascent's compliance management platform: the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA), and London Clearing House (LCH), specifically LCH SA &…
Ascent for Regulatory Change Management Ascent offers targeted regulatory knowledge — in other words, the obligations that are relevant for your firm, broken down in granular detail so you know…
(2 min read) Ascent RegTech announced today that its cloud-based platform now supports the regulators required by federally-regulated banks and other financial firms, bundled for simpler purchasing and implementation. Ascent’s…
Regulatory compliance programs cost financial firms billions of dollars annually. Much of this cost is a result of the exhaustive amount of time required…
The General Data Protection Regulation (GDPR) enforces strict requirements around Chief Data Officers (CDOs), EU citizen data management, and data permissions—including protocols for dealing with data breaches. --- GDPR, the…