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As the sheer volume and breadth of regulation continues to rise, IBs are facing increasingly complex compliance challenges.

IBs are faced with over 4,000 unique regulatory obligations from the CFTC, NFA, CME, and ICE, as well as constant rule changes.

We help IBs win at regulatory compliance.

Ascent’s Regulation AI extracts your firm’s exact obligations from oceans of regulatory text and distills them down into daily tasks. This targeted intelligence streamlines your horizon scanning and change management processes, ensuring you never miss an important detail.

Then, ensure completeness using Ascent’s full set of compliance management tools. The result is a traceable, end-to-end compliance solution that helps you on the path towards 100% compliance.

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