Your best practices just got cheaper

A compliance program that works as hard as you do.

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A platform optimized with regulatory data

Ascent is built around “channels,” which are derived from individual regulatory bodies. Our proprietary algorithms transform raw regulatory data into targeted obligations with comprehensive context. Each channel contains historical and real-time documents/rules straight from a regulator, curated for your particular business.

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Channels

Integrate the channels you select into the Navigator platform

CFTC CME CBOT NYMEX CBOE ICE GIPS NFA SEC FINRA

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Platform Features

Centralize everything you need to do in your personal compliance cloud. Coordinate with your team, cut search costs, and keep on top of updates from regulators. With tools tailored for your existing workflows, Ascent has created a complete compliance platform.

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Targeted Intelligence

Construct a regulatory inventory based on your industry and business activities with our quick-start diagnostic tool. Customize by importing your existing policies, procedures, and manuals.

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Workflow Management

Develop workflows that automate your best practices. Allocate tasks, assign users firmwide based on each corporate entity, and track progress within a single compliance ecosystem.

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Regulatory Updates

See a constant snapshot of your compliance requirements in real time. Regulator heatmaps help you monitor which regulations are “hot” in your industry.

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Research Library

Searches made simple with a complete, keyword-searchable library of all regulations that apply to your firm — including PDFs and imported documents.

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Case Management

Create cases for requests or reviews from any regulator to easily track, manage, and resolve issues as they arise.

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Reporting

Run standard and customized reports to automate your existing processes and easily comply with regulator requests.

Ascent will change your relationship with regulatory compliance.

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